Unmatched Expertise in Securities Clearing
Experts in clearing firm and introducing firm relationships
Why We Stand Out
In-Depth Knowledge
Extensive experience in securities processing.
Regulatory Insight
Unique blend of practical and regulatory knowledge.
Comprehensive Service
Detailed and accurate testimony on various aspects.
Decades of Industry Experience
With decades of experience in securities clearing and regulatory service, Dennis Ferguson, provides expert witness and consulting services that offer deep industry insight. As the retired Vice Chairman of Sterne Agee Clearing, he has firsthand knowledge of operations, compliance, and risk management—ensuring his clients receive informed, credible testimony and analysis.
Comprehensive Expertise
His expertise spans all facets of the introducing firm clearing firm relationship, with a focus on the securities transaction process, clearing firm processes, and the introducing firm/clearing firm relationship. Whether you need case evaluation, regulatory guidance, or expert testimony, he delivers with clarity and authority needed to navigate complex financial matters.
Secure Expert Guidance
If you need an experienced expert to support your case or provide industry insight, contact him today to discuss how he can help.